SQE1 (Solicitors Qualifying Examination) · Ethics, professional conduct and solicitors' accounts
Further ethics and regulation topics
8 practice questions, each with the answer and an explanation.
Practise Further ethics and regulation topics now
Random questions from this topic, one at a time. You see the answer and the explanation straight after each one.
All 8 questions
- Which role in a law firm is responsible for ensuring compliance with the SRA Accounts Rules?
- A solicitor acts for a buyer and the buyer's lender on a purchase. She discovers that the buyer has agreed to pay the seller a price lower than the price in the mortgage application. The buyer will no…
- Under the Principles, a solicitor must act in a way that encourages equality, diversity and inclusion. Which Principle is this?
- A solicitor wishes to stop acting for a client because the client has not paid an interim bill. Which statement reflects the Code of Conduct?
- A client of a firm loses money because a solicitor dishonestly misappropriates client money and the firm is unable to repay it. What fund may make a grant?
- A solicitor is asked by a client to say in a letter that a document was signed on a date earlier than it actually was, in order to avoid tax. What is the position?
- A solicitor must act independently under Principle 3. Which situation threatens independence?
- A solicitor wants to make a payment to a third party from a client account without a bill having been delivered. Which fact allows payment?
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